Institutional investment managers are required to submit SEC Form 13F filings within 45 days after the end of each calendar quarter

Overview Debates Related claims Topics

Anthropic filed a Form S-1 registration statement with the United States Securities and Exchange Commission to prepare for an initial public offering

Canadian financial regulations lowered the reporting threshold for domestic cash movements from $10,000 to $5,000

Public equity analysis relies on standardized financial data enforced by regulatory disclosure requirements

The SEC has held meetings with major financial players regarding 24/7 trading

A recent SEC rule change allows non-accredited investors to own private market assets through certain fund structures

The Sports One equity is intended for larger holders, while its token is designed as a cheaper access point for average consumers

Sports One will offer both publicly traded equity and a separate token for investment

Scott Bessant's 'Occupation Economic Outcast' press conference signaled an intent to restrict access to dollar banking

U.S. insurance companies are restricted by regulation on the types of securities they can hold on their balance sheets

The SEC has proposed two new exemptions, known as "Reg Crypto," for crypto companies to raise capital

The SEC's proposal for crypto capital-raising exemptions is a notice of proposed rulemaking with a 60-day comment period

A second proposed SEC exemption would allow companies to raise up to $75 million within any 12-month period

One proposed SEC exemption would permit a one-time offering of up to $5 million over a four-year period

SEC Commissioner Hester Peirce previously proposed a "safe harbor" framework for crypto projects

The "eligible contract participant" rule for derivatives trading has a higher financial threshold than the "accredited investor" rule for securities

The goal of the certification is to standardize diligence and allow fintechs to reuse the certification with multiple banks

The proposed certification would be voluntary and would not grant banks a regulatory safe harbor

The proposed organization would develop baseline third-party risk management standards for fintechs

Banks would remain responsible for compliance and oversight of their fintech partners, even if the partners are certified

Under the proposal, fintechs could voluntarily obtain a certification from independent assessors based on the new standards