The SEC FY2027 examination priorities program covers core focus areas including investment advisers' fiduciary duties, retail investor protection on complex products, private funds and private credit, broker-dealer financial responsibility, and anti-money laundering compliance.

From the articleWall Street regulator to focus on AI, private assets in corporate exams | ReutersAlso in SEC Includes Tokenization in Fiscal 2027 Examination Priorities, SEC to scrutinize AI, private assets and tokenized securities in Wall Street exams | Межа, SEC to prioritize “super intelligence” and tokenization in 2027 - Cryptopolitan, SEC Unveils Fiscal 2027 Exam Priorities, Flagging Tokenization and AI Risks