CLARITY Act imposes compliance requirements on brokers and dealers, including clear disclosures to customers, segregation of customer assets from company funds, and mitigation of conflicts of interest
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The bill also introduces new compliance requirements for customer-facing firms such as brokers and dealers, including clear disclosures to customers, segregation of customer assets from company funds, and mitigation of conflicts of interest through strict registration, transparency, and operational standards.
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Key provisions of CLARITY act
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Key provisions of CLARITY act
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Key provisions of CLARITY act
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